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Compliance Officer


Full time Posted On 11.05.2019 Expire On 11.26.2019 Employer

Description


Accountability:  The Compliance Officer shall be accountable to the CEO and/or Board of Directors.   
 
Duties:  The Compliance Officer’s chief duties are planning, implementing and monitoring theCorporate Compliance Program.  Coordination of compliance audit activities and communication of expectations and reporting results are the key functions of this position. 
 
The Compliance Officer will: 
• Oversee and monitor the implementation of the Corporate Compliance Program. 
• Periodically revise and update theCompliance Program. 
• Develop and continuously review Compliance policies and programmes in keeping with applicable laws, by-laws and regulations.    
•Report to the CEO and Board of Directors on a regular basis to review progress on program implementation and assist with establishing improvement plans. 
• Develop and implement a Compliance training plan. 
•Assist Departments in coordinating internal compliance reviews and monitoring activities. 
•  Investigate complaints and coordinate action plans with Departments. 
•Develop and communicate the objectives of the Compliance Program and report accomplishments on an ongoing basis . 
•  Access records relevant to compliance monitoring activities and report findings. 
•  Maintain a log of communications relevant to compliance. 
•Compile reports of calls received, investigations conducted, findings and recommendations  developed, action plans established, and progress noted. 
• Establish and communicate reporting procedures and reporting modes available. 
•Conduct unannounced inspections, audits and investigations periodically to assess staff readiness and to specifically identify where corrective actions are needed. 
• Reā€evaluate areas of previous deficiency to identify improvements. 
•Present written evaluations and reports to the Compliance Committee, CEO and BOD as necessary.
•Other duties and responsibilities which may be assigned from time to time.

 


Overview


Employer Confidential
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Job ID:

72852

Title:

Compliance Officer

Location:

,

Category:

Other

Salary:

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Employment Type:

Full time

Posted:

11.05.2019


Tags




Job Requirements


Qualification and Experience
 
  • 3 or more years’ experience in a Compliance or Audit experience with a strong exposure to Compliance.   
  • First degree in Management or any other related discipline from an accredited tertiary institution. 
  • ACAMS Certification.
  • Professional Compliance Certification is an asset.
  • Excellent computer skills – Microsoft Office Suite.

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