Description

Job Title:                      Internal Auditor
Reports to:                   Managing Director, Board of Directors, Board Committees
Direct Reports:            Internal Audit Officer

Our Company is the largest independent player in the broker dealer segment of the financial services industry providing an extensive range of investment/financing products and services to institutional as well as individual clients. These include short term fixed rate investment products; stock and bond brokerage for local and international markets; mutual funds; asset management; selected financing for individuals and corporates.

The Company operates in a highly regulated industry.
 
Job Summary: The Internal Auditor (IA) is responsible for the development and execution of a comprehensive internal audit plan in keeping with applicable laws, regulations, policies and procedures.
 
Key Responsibilities and Duties

• Plan and undertake audits to assess risk, controls, operational efficiencies and compliance with all policies, procedures, laws and regulations.
• Evaluate financial and operational procedures to ensure adequate internal controls are in place and adhered to.
• Prepare reports for the Managing Director, Committees of the Board and the Board of Directors ensuring that the reports are clear, concise and identify root causes with practical solutions.
• Coordinate and liaise with the external auditors.
• Manage the development and performance of members of staff assigned the Internal
• Audit function.
• Serve cross-functionally in the execution of programmes and projects.
• Carry out other related duties as may be required from time to time.